SEC's Money Market Funds Reform May Result in Higher Fees by Reuters Jun 5th 2013 12:29PM Securities regulators vote to propose reforms that would target a portion of the $2.6 trillion money market fund industry.
Nasdaq to Pay $10M to Settle Facebook IPO Claims by Reuters May 29th 2013 2:15PM Nasdaq agrees to pay $10 million to settle civil charges stemming from mistakes made during Facebook's initial public offering last year.
Proxy Advisory Firm Fined $300K for Alleged Data Breach by Reuters May 23rd 2013 2:25PM ISS settled civil charges by U.S. regulators that an employee of the prominent proxy advisory firm shared nonpublic voting data in exchange for meals and concert tickets.
SEC Gives Companies OK to Use Social Media for Announcements by The Associated Press Apr 2nd 2013 5:16PM The Securities and Exchange Commission says public companies can make significant announcements on social media sites, if they tell investors which sites they intend to use.
